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The indicators
proposed in this extended list are supposed to measure performances
and trends in the 20 selected key areas, and to measure progress
in the implementation of the Habitat Agenda.
The indicators below are classified into five chapters of the Istanbul
+5 Universal Reporting Format plus a background data section
which provide basic data necessary for the calculation of other
indicators:
POPULATION
- City population:
Total Population by sex and age group in: a) the metropolitan
area; b) the urban agglomeration.
- Birth and
death rates: Crude birth and death rates are defined as births
and deaths per 1000 population.
- Migration
rates: Net migration to and from the city : (a) within country;
(b) overseas; (c) total.
HOUSEHOLDS
- Women-headed
households: number of households headed by women in the City (Urban
Agglomeration) and at the national level and percentage of women-headed
households in total nuimber of households.
- Average household
size: total population divided by total households (time series:
1986-1996).
- Household
formation rate: annual rate of growth of numbers of households.
- Household
types: Percentages of households with: (a) more than one adult
and children; (b) single parent households; (c) more than one
adult, no children; (d) one person only.
INCOME
- Income distribution:
annual household income by quintile, income range and average
income at the city (UA) and national levels.
- Household
expenditures: Proportion (%) of average household income spent
on : (a) food; (b) housing; (c) travel; (d) other.
ADEQUATE
HOUSING FOR ALL
- Floor area
per person: median usable living space per person (m²).
- Permanent
structures: percentage of housing units located in structures
expected to maintain their stability for 20 years or longer under
local conditions with normal maintenance.
- Housing in
compliance: percentage of the total housing stock in compliance
with current regulations.
- Dwelling
types: Number of : (a) detached dwellings; (b) medium density
dwellings; (c) apartment; (d) total.
- Households
per dwelling: Defined as the ratio between the total number of
households and the total number of occupied dwelling units of
all types in the urban area.
- Inadequate
housing: Defined as the proportion of dwellings that are deemed
to be inadequate or in need of major repairs.
- Squatter
housing: Defined as the percentage of the total housing stock
in the urban area which is currently occupying land illegally.
- Homelessness:
Defined as the number of people per thousand of the urban area
population who sleep outside dwelling units (e.g. on streets,
in parks, railroad stations, and under bridges) or in temporary
shelter in charitable institutions.
- Owner occupancy:Defined
as the percentage of (male- and female-headed) households which
own the dwelling units which they occupy for : (a) all households;
(b) female headed households.
- Vacant dwellings:
Defined as the percentage of the total number of completed dwelling
units which are presently unoccupied.
- Overcrowding:
Defined as the percentage of households who are in housing deemed
to have too few bedrooms for a family of that type.
- Indoor plumbing:
Defined as the percentage of dwelling units which contain a complete
unshared bathroom within the unit.
ACCESS TO
AFFORDABLE HOUSING
- Housing
production: total number of housing units (in both the formal
and informal sectors) produced in the previous year per 1000 population.
- Housing
investment: total investment in housing (in both formal and informal
sectors), as a percentage of gross domestic product.
- Excessive
housing expenditure: Defined as proportion of households in the
bottom 40% of incomes who are spending more than 30% of their
incomes on housing.
- Economic
share of housing: Defined as the proportion of national or city
product due to rent or imputed rent of dwellings.
- Transaction
costs: Defined as proportion of the value of a median-priced formal
sector house which must be spent to both buy and sell the house.
- House price
appreciation: Defined as the average annual real percentage rate
of change of house prices over a five year period.
LAND
- Land development
multiplier: average ratio between the median land price of a developed
plot at the urban fringe in a typical subdivision and the median
price of raw, undeveloped land with planning approval in an area
currently being developed.
- Total land
tenure: percentage of total land in the urban agglomeration and
the metropolitan area with the following tenure status: (1) Public;
(2) Semi-public; (3) Private; (4) Collective; (5) Other.
- Land availability:
Defined as the number of serviced blocks currently available divided
by the present construction rate in dwellings per month (annual
average).
- Planning
permission multiplier: Defined as the ratio between the median
land price of an unserviced plot on the urban fringe given planning
permission for residential development, and the median price of
a nearby plot in rural/agricultural use without such permission.
- Formal land
transactions: Defined as the percentage of the metropolitan area
covered by a land registration system which allows for buying,
selling, long-term leasing, or mortgaging urban land.
- Development
time: Defined as the median length in months to get approvals,
permits, and titles for a new medium-sized (50-200 unit) residential
subdivision in an area at the urban fringe where residential development
is permitted.
- Cost recovery:
Defined as the percentage of total infrastructure costs recovered
by governments from new developments during the year.
- Minimum lot
size: Defined as the minimum lot size for a single family housing
unit in a new 50-200 unit residential subdivision.
- Land development
controls: Defined as a composite of questions on land use and
building code regulations
HOUSING
FINANCE
- Mortgage
to credit ratio: ratio of total mortgage loans to all outstanding
loans in both commercial and government financial institutions.
- Mortgage
loans to women: percentage of mortgage loans granted to women
to all mortgage loans made last year.
- Mortgage
affordability: Defined as proportion of households who are eligible
for and can afford the maximum loan on a median priced formal
sector house.
- Credit to
value ratio: Defined as the ratio of new mortgage loans for housing
last year to total investment in housing (in both the formal and
informal sectors) last year.
- Housing
loans: Defined as the proportion of dwellings that have housing
loans from the formal financial sector.
- Mortgage-to-prime
difference: Defined as the average difference in percentage points
between interest rates on mortgages in both commercial and government
financial institutions and the prime interest rate in the commercial
banking system.
- Mortgage-to-deposit
difference: Defined as the average difference in percentage points
between interest rates on mortgages in both commercial and government
financial institutions and the interest rate on one-year deposits
in the commercial banking system.
- Arrears
rate: Defined as the percentage of mortgage loans which are three
or more months in arrears in both commercial and government financial
institutions.
CONSTRUCTION
- Construction
cost: Defined as the present replacement cost (labour, materials,
on-site infrastructure, management and contractor profits) per
square meter of a median priced dwelling unit.
- Construction
time: Defined as the average time, in months, required to construct
a median housing unit.
- On-site productivity:
Defined as the man-hours per square metre on a typical median-priced
dwelling in the formal construction sector.
- Industry
concentration: Defined as the percentage of new formal-sector
housing units placed on the market by the five largest developers
(either private or public) last year.
- Employment:
Defined as the percentage of all employment that is engaged in
the construction of residential dwelling units.
- Wage labour:
Defined as proportion of on-site building employees who are employed
as wage labour.
TAXES AND
SUBSIDIES
- Effective
taxation rate by tenure: Defined as the nett annual housing-related
taxation per dwelling paid by households to governments, in US
dollars, for : (a) owner occupied housing; (b) private rental
housing; (c) public housing.
- Nett housing
outlays by government: Defined as the total expenditure by all
levels of government on housing in the current year, nett of all
housing related receipts from the public, taken as a percentage
of total government expenditure.
- Property
tax rate: Defined as the percentage of the market value of the
median-priced dwelling unit which is collected as annual property
tax.
PUBLIC HOUSING
- Public housing
stock: Defined as the percentage of the total number of dwelling
units in the urban area that is owned, managed and controlled
by the public sector.
- Privatised
public stock: Defined as the percentage of the total number of
dwelling units previously constructed or managed by the public
sector that have been privatised.
- Public housing
production: Defined as the total production of public housing
units as a fraction of all formal housing units produced during
the year.
- Social rent
to income: Defined as the ratio of the median annual rent of a
public housing dwelling unit and the median household income of
renters of public housing.
- Waiting time:
Defined as the average time on waiting lists before allocation
of public housing units.
- Operating
subsidies: Defined as the ratio of rent payments to operations
costs for public housing.
- Administrative
costs: Defined as the administrative cost of operating public
housing taken as a fraction of the estimated market rental value
of the dwellings.
- Tenant management:
Defined as proportion of the social housing stock managed by tenants,
completely, partly or jointly.
REGULATION
- Rent control:
Defined as the percentage of the rental stock, including public
housing and informal rentals, under the coverage of a rent control
system.
- Rental eviction
delay: Defined as the typical time in months, (from the initial
proceedings, required) to evict a rental tenant for non-payment
of rent.
- Lease security:
Defined as the proportion of private rental households who have
a formal lease agreement with their landlord.
- Mortgage
foreclosures: Defined as the annual number of foreclosures per
10000 registered mortgages.
BASIC SERVICES
- Cost to
household income ratios: Defined as median expenditure on services
divided by median household income for : a) water; (b) sewerage;
(c) electricity.
- Sources of
water: Percentage of households obtaining water as a primary source
from : (a) piped connection; (b) communal tap; (c) vendor or truck;
(d) well, stream, lake or dam; (e) others.
- Piped water
supply reliability: Defined as average number of hours per year
that households in the city are without piped water.
- Water leakage:
Defined as percentage of piped water unaccounted for and lost
through leakage, seepage or unauthorised use.
- Sewage disposal:
Proportion of households with the following types of latrine facilities:
(a) sewerage pipe; (b) under-ground-individual; (c) under-ground-communal;
(d) pan collection; (e) open ground or trench; (f) other.
- Public latrines:
Defined as the number of public latrines per 10,000 population.
- Electricity
price: Defined as the price of electricity in US dollars per kwh.
- Line losses:
Defined as percentage of power supplied to the city that is unaccounted
for or lost before reaching final destination.
- Capacity
to load ratio: Defined as peak load to certified capacity ratio.
- Call completion
rate: Defined as proportion of calls made which connect and are
not interrupted.
- Infrastructure
expenditure: ratio of the total expenditures (operations, maintenance,
and capital) by all levels of government on infrastructure services
(roads, sewerage, drainage, water supply, electricity and garbage
collection) during the current year.
- Operating
to staff ratios: Defined as proportion of operating costs spent
on staff, for all authorities providing the following services
in the metropolitan area: (a) water; (b) sewerage; (c) electricity.
- New connections
to staff ratios: Defined as number of new connections per annum
divided by number of staff in supplying authorities for the following
services: (a) water; (b) electricity; (c) telephone.
- Revenue to
operating cost ratios: Defined as percentage of all operating
costs met from own-source revenues in the following services:
(a) water; (b) sewerage.
II
- SOCIAL DEVELOPMENT AND ERADICATION OF POVERTY
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HEALTH AND
EDUCATION
- Life expectancy
at birth: Defined as expected number of years till death for a
new-born child.
- Adult literacy
rate: Defined as proportion of adults who can read and write a
simple paragraph about their everyday life.
- Hospital
beds: number of persons per hospital bed.
- School classrooms:
number of school children per classroom per school in : a) primary
schools; b) secondary schools.
- School enrollment
rates: The percentage of children of eligible age, by sex, who
are enrolled in : (a) primary school; (b) secondary school.
- Expenditure
on social services: Defined as the total expenditure, both capital
and recurrent, public and private, on social services in US dollars
per person.
- Infectious
diseases mortality : Defined as the proportion of deaths due to
infectious diseases.
- Tertiary
graduates: Defined as the proportion of male graduates in all
adult males, and female graduates in all adult females.
SOCIAL INTEGRATION
- Refugees:
Defined as percentage of the population who are refugees.
- Deaths due
to violence: Defined as the proportion of deaths in the city in
the past three years that have occurred as a result of violence
of all kinds.
POVERTY
- Illiteracy
of poor: Defined as the percentage of poor aged 15 and over who
are illiterate.
- Daily kilojoule
supply of poor: Defined as the ratio of average food Calories
consumed by poor to the average number of Calories needed to sustain
a person at normal levels of activity and health.
- Malnourished
children under five: Defined as the percentage of children, from
one to five years of age who are more than two standard deviations
from the median weight for age of the reference population (or
WHO standards).
- Social safety
net: Financial or other support provided locally or nationally
for disadvantaged groups (check list).
III-
ENVIRONMENTAL MANAGEMENT
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AIR QUALITY
- Emissions
per capita: Total emissions in tonnes per capita per annum of
: (a) SO2. ; (b) NOx; (c) CO2.
- Acute respiratory
deaths: Defined as percentage of deaths due to acute respiratory
disease.
WATER QUALITY
- Percent
of BOD removed: Defined as average fraction of BOD removed in
major wastewater receiving bodies
- Cost of wastewater
treatment: Defined as average cost in US dollars per cubic metre
of water treated
- Lowering
of groundwater table: Defined as the lowering of the groundwater
table in cm in the past year.
- Waste water
recycled: Defined as percentage of waste water re-used as 'grey
water' for industrial processes or similar.
- Level of
treatment: Per cent of water subject to : (a) primary treatment;
(b) secondary treatment; (c)tertiary treatment.
SOLID WASTES
- 101. Solid
waste generated: solid waste generated per person, in tonnes per
annum.
- Regular solid-waste
collection: proportion of households enjoying regular solid waste
collection service.
- Biodegradable
waste: Defined as percentage of all solid waste which is bio-degradable
(composed of organic matter)
- Recycling
rate: Percentages of (a) paper, (b) glass, and (c) aluminium disposed
which are recycled.
- Average
cost of waste disposal: Defined as cost in US dollars per tonne
of solid waste disposal, for those wastes which are formally disposed
through refuse collection.
- Cost recovery:
Defined as percentage of costs of formal waste disposal which
is recovered as charges from producers of the waste.
- Industrial
waste generation: Generation per person per annum of : (a) industrial
wastes; (b) toxic wastes; (c) radio-active wastes.
TRANSPORT
- Expenditure
in road infrastructure: per capita expenditure in US dollars on
roads (three year average).
- Automobile
ownership: number of automobiles per 1000 population.
110. Length of road per vehicle: Defined as total length of roads
in km in the Urban Agglomeration.
- Transport
fatalities: Defined as the proportion of deaths per thousand in
the last year from transport related causes.
- Fuel price:
Defined as the price in US cents per litre, including tax, of
: (a) petrol (gasoline); (b) diesel; (c) LPG or CNG.
- Transport
household budget share: Proportion of total household income spent
on all forms of travel by: (a) all households; (b) households
below the poverty line.
- Transport
fuel consumption: Defined as the annual number of litres per person
of transport fuel (excluding aviation fuel) consumed.
- Road congestion:
Defined as the proportion of roads with Volume/Capacity > 0.8
during peak hour.
- Vehicles
failing emission standards: Defined as proportion of road vehicles
which do not meet local emission standards
- Automobile
fuel consumption: Average fuel consumption in litres per 100 km
for automobiles for: (a) the whole fleet; (b) new cars.
- Pedestrians
killed: Defined as proportion of road fatalities who are pedestrians.
- Public and
mass transport seats: Defined as number of public transport seats
per 1000 population.
- Cost recovery
from fares: Defined as the ratio of fares collected by public
transport authorities to operating costs.
RESOURCES
DEPLETION
- 121. Energy
usage per person: Defined as the total energy usage per annum
per person in metric tonnes of coal equivalent.
122. Fuelwood usage: Defined as fuelwood usage in tonnes per person
per annum.
123. Renewable energy usage: Defined as proportion of energy derived
from renewable sources (hydro, wind, geothermal and solar electricity,
combustion of animal wastes, fuelwood where this is being replaced
through reforestation).
124. Food consumption: Defined as daily Calorie consumption per
person.
DISASTER
MITIGATION
- Housing destroyed:
proportion (%) of the housing stock destroyed per thousand by
natural or man-made disasters over the past ten years.
- Disaster
mortality: Defined as proportion of deaths during last ten years
which are due to natural disasters.
- Housing
on fragile land: Defined as the number of dwellings in the city
which are located on land which is subject to natural disasters.
- Fatal industrial
accidents: Defined as number of deaths from industrial accidents
during last year.
URBAN ENHANCEMENT
129. Green
space: Defined as percentage of green space in built up area.
130. Monument list: Defined as number of buildings in city on heritage
or monument lists.
PRODUCTIVITY
- City investment:
Defined as gross capital formation in the city, divided by city
product.
- Airport activity:
Defined as the average monthly number of passengers having used
the airport (both for departure and arrivals) during the year.
EMPLOYMENT
- Employment
growth: Defined as the average annual growth rate of the number
of (formally) employed men and women, aged 15 and above, during
the last 5 years.
- Child labour:
Defined as the number of employed or economically active persons
under 15 years of age.
- Minimum wage
coverage: Defined as the proportion of the economically active
population whose wage or salary income is covered by minimum wage
legislation.
LOCAL FINANCE
- Debt service
charge ratio: total principal and interest repaid, including bond
maturations, as a percentage of total expenditure by local governments.
- Local government
employees: total local government employees per 1000 population.
- Personnel
expenditure ratio: proportion of recurrent expenditure spent on
wage costs.
- Contracted
recurrent expenditure ratio: proportion of recurrent expenditure
spent on contracted activity.
- Change in
real per capita total income: Average annual change in real per
capita income over a three-year period.
- Change in
real per capita own-source revenues: Defined as average annual
change in real per-capita own-source revenues over a three-year
period.
LOCAL PARTICIPATION
- Elected
and nominated councillors: Defined as total number of elected
and of nominated local government representatives by sex, per
10000 metropolitan population.
- Voter participation
rates: Defined as percentage of adult (male and female) population
(having reached voting age) who voted in the last municipal election.
- Number of
associations per 10 000 population: Defined as number of voluntary
non-profit organisations, including NGOs, political sporting or
social organisations, registered or with premises in the city,
per 10 000 population.
- Decentralised
district units: Defined as number of separate local governments
or administrative units (quarters, wards, regions or similar)
which are responsible for provision of more than two local services.
TRANSPARENCY
AND ACCOUNTABILITY
- Civil service
pay gap: percentage difference between the average income of civil
servants (municipality and local police) and the average income
at the city level.
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